SFC Licences of DANIEL Thomas Jude
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 31 December 2019 | 06 June 2022 |
| CLSA Limited 中信里昂證券有限公司 | RO | 7 | 21 August 2015 | 07 August 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 November 2009 | 07 August 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 17 January 2007 | 13 October 2009 |