SFC Licences of XU Xiaofeng 徐曉峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 7 | 19 August 2013 | 01 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 19 July 2012 | 23 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 01 March 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 03 May 2010 | 01 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 May 2010 | 01 March 2018 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 03 May 2010 | 26 August 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 November 2009 | 07 April 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 November 2009 | 07 April 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 November 2006 | 07 October 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 20 November 2006 | 07 October 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 November 2006 | 07 October 2009 |