SFC Licences of CHANG Chiung-Wen 張瓊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 14 August 2018 | 28 August 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 November 2015 | 31 May 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 05 July 2011 | 08 May 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 03 November 2009 | 03 June 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 November 2006 | 29 September 2009 |