SFC Licences of LAU Sing Chong 劉承浚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 24 July 2019 | 30 December 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 24 July 2019 | 30 December 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 24 July 2019 | 30 December 2022 |
| Wells Fargo Securities Asia Limited | RE | 4 | 18 July 2017 | 31 May 2018 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 10 June 2014 | 30 April 2016 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 4 | 10 June 2014 | 30 April 2016 |
| Wells Fargo Securities Asia Limited | RE | 4 | 26 June 2012 | 16 May 2014 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 9 | 21 September 2007 | 20 August 2011 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 | RE | 4 | 21 September 2007 | 20 August 2011 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 10 January 2007 | 09 June 2007 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 10 January 2007 | 09 June 2007 |