SFC Licences of WONG Ming Kei 黃銘基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 12 December 2014 | 03 April 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 18 March 2011 | 28 November 2014 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 18 March 2011 | 28 November 2014 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 February 2011 | 11 March 2011 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 February 2011 | 11 March 2011 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 20 November 2006 | 20 January 2011 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 20 November 2006 | 20 January 2011 |