SFC Licences of LO Sze Pui, Sarah 盧思蓓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 16 July 2007 | 10 September 2008 |
UBS Securities Asia Limited | RE | 1 | 20 November 2006 | 22 June 2007 |