SFC Licences of TAM Chi Fu, Julian 譚志富

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Financial Asset Management Limited 信和資產管理有限公司 RO 9 08 August 2022 29 February 2024
Sino Financial Asset Management Limited 信和資產管理有限公司 RO 4 08 August 2022 29 February 2024
Tap Capital Limited 水龍頭管理有限公司 RO 4 11 January 2021 31 July 2022
Tap Capital Limited 水龍頭管理有限公司 RO 9 17 February 2020 31 July 2022
Tap Capital Limited 水龍頭管理有限公司 RE 9 20 December 2019 17 February 2020
Long Success Capital Limited 萬里資本有限公司 RO 9 27 September 2017 30 November 2019
Silverstone Investments Limited 銀石投資有限公司 RO 9 20 October 2016 15 September 2017
Silverstone Investments Limited 銀石投資有限公司 RE 9 13 June 2014 20 October 2016
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 July 2012 30 January 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 July 2012 30 January 2013
Emperor Securities Limited 英皇證券有限公司 RE 1 13 February 2012 01 May 2012
Emperor Futures Limited 英皇期貨有限公司 RE 2 13 February 2012 01 May 2012
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 01 September 2008 01 February 2012
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 31 January 2007 30 June 2008