SFC Licences of TAM Chi Fu, Julian 譚志富
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sino Financial Asset Management Limited 信和資產管理有限公司 | RO | 9 | 08 August 2022 | 29 February 2024 |
Sino Financial Asset Management Limited 信和資產管理有限公司 | RO | 4 | 08 August 2022 | 29 February 2024 |
Tap Capital Limited 水龍頭管理有限公司 | RO | 4 | 11 January 2021 | 31 July 2022 |
Tap Capital Limited 水龍頭管理有限公司 | RO | 9 | 17 February 2020 | 31 July 2022 |
Tap Capital Limited 水龍頭管理有限公司 | RE | 9 | 20 December 2019 | 17 February 2020 |
Long Success Capital Limited 萬里資本有限公司 | RO | 9 | 27 September 2017 | 30 November 2019 |
Silverstone Investments Limited 銀石投資有限公司 | RO | 9 | 20 October 2016 | 15 September 2017 |
Silverstone Investments Limited 銀石投資有限公司 | RE | 9 | 13 June 2014 | 20 October 2016 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 09 July 2012 | 30 January 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 July 2012 | 30 January 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 13 February 2012 | 01 May 2012 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 13 February 2012 | 01 May 2012 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 01 September 2008 | 01 February 2012 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 31 January 2007 | 30 June 2008 |