SFC Licences of YU Kin Lok 庾建樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 03 May 2023 | |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 03 May 2023 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 05 May 2022 | 16 May 2022 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 05 May 2022 | 16 May 2022 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 08 February 2010 | 22 April 2022 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 18 June 2009 | 22 April 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 07 January 2008 | 14 February 2009 |
| Win Securities Limited 贏證券有限公司 | RE | 7 | 10 January 2007 | 28 December 2007 |
| Win Securities Limited 贏證券有限公司 | RE | 1 | 10 January 2007 | 28 December 2007 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 7 | 10 January 2007 | 28 December 2007 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 10 January 2007 | 28 December 2007 |