SFC Licences of YUE Wing Man 俞穎文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 28 November 2006 07 February 2008
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 28 November 2006 07 February 2008