SFC Licences of FANG Wai 方偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 08 February 2023
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 08 February 2023
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RO 1 04 November 2020 12 December 2022
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 26 September 2019 04 November 2020
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RO 4 23 April 2018 23 April 2019
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RO 1 23 April 2018 23 April 2019
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RE 1 12 September 2017 23 April 2018
Christfund Futures Limited 恒豐期貨有限公司 RO 2 17 November 2015 08 September 2017
Christfund Securities Limited 恒豐證券有限公司 RE 1 09 October 2014 08 September 2017
Christfund Futures Limited 恒豐期貨有限公司 RE 2 09 October 2014 17 November 2015
CVP Securities Limited 星火證券有限公司 RE 2 31 December 2013 30 September 2014
CVP Securities Limited 星火證券有限公司 RE 1 31 December 2013 30 September 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 28 June 2011 27 December 2013
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 28 June 2011 27 December 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 June 2010 15 June 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 June 2010 15 June 2011
Christfund Futures Limited 恒豐期貨有限公司 RE 2 09 October 2007 11 June 2010
Christfund Securities Limited 恒豐證券有限公司 RE 1 24 January 2007 11 June 2010