SFC Licences of SHI Shao Hua 石少華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 01 November 2017 08 August 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 06 October 2017 08 August 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 06 October 2017 08 August 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 12 October 2016 01 November 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 12 October 2016 06 October 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 12 October 2016 06 October 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 11 April 2014 12 October 2016
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 11 April 2014 12 October 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 26 November 2012 30 April 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 26 November 2012 30 April 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 26 November 2012 30 April 2014
J.P. Morgan Securities (Far East) Limited RE 6 03 February 2012 17 March 2012
J.P. Morgan Securities (Far East) Limited RE 4 03 February 2012 17 March 2012
J.P. Morgan Securities (Far East) Limited RE 1 03 February 2012 17 March 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 27 November 2006 13 April 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 27 November 2006 13 April 2010