SFC Licences of YUAN Shuo 袁爍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 13 December 2007 | 15 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 December 2007 | 15 January 2013 |
| Merrill Lynch Far East Limited | RE | 6 | 27 November 2006 | 08 August 2007 |
| Merrill Lynch Far East Limited | RE | 4 | 27 November 2006 | 08 August 2007 |
| Merrill Lynch Far East Limited | RE | 1 | 27 November 2006 | 08 August 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 27 November 2006 | 08 August 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 November 2006 | 08 August 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 November 2006 | 08 August 2007 |