SFC Licences of SHI Chenghu 石成虎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BANDS Financial Limited 磐石金融有限公司 | RO | 5 | 24 July 2024 | |
| BANDS Capital Management Limited 磐石資產管理有限公司 | RO | 9 | 13 December 2023 | |
| BANDS Financial Limited 磐石金融有限公司 | RO | 2 | 13 October 2015 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 2 | 16 July 2013 | 16 January 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 24 December 2012 | 16 July 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 22 June 2012 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 14 July 2008 | 22 June 2012 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 14 July 2008 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 14 July 2008 | 31 July 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 30 November 2006 | 07 June 2007 |