SFC Licences of CHU Pui Fan 朱佩芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司	RO	6	06 April 2022
Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司	RE	6	16 March 2022	06 April 2022
Honestum International Limited 竤信國際有限公司	RE	6	08 July 2020	10 March 2022
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司	RO	6	03 September 2018	03 January 2020
Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司	RE	6	06 July 2018	03 September 2018
Guotai Junan Capital Limited 國泰君安融資有限公司	RO	6	21 April 2016	13 May 2018
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	01 February 2016	21 April 2016
Kingsway Capital Limited 滙富融資有限公司	RO	6	23 October 2014	24 December 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	22 July 2011	24 December 2015
Kingsway Capital Limited 滙富融資有限公司	RE	1	22 July 2011	24 December 2015
Kingsway Capital Limited 滙富融資有限公司	RE	6	22 July 2011	23 October 2014
Central China International Capital Limited 中州國際融資有限公司	RE	6	17 May 2011	04 July 2011
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	07 March 2011	26 April 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	30 June 2010	24 February 2011
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	6	13 April 2010	24 February 2011
Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司	RE	1	13 April 2010	24 February 2011
Neutral Financial Holding Company Limited 中和金控有限公司	RE	6	09 March 2009	04 March 2010
Neutral Financial Holding Company Limited 中和金控有限公司	RE	1	09 March 2009	04 March 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	24 November 2006	10 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	24 November 2006	10 January 2009