SFC Licences of LAI Chun Wa 黎俊華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 09 November 2010 | 30 December 2010 |
| Open Securities Limited 開盤證券有限公司 | RE | 2 | 09 November 2010 | 30 December 2010 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 09 November 2010 | 30 December 2010 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 12 November 2008 | 14 August 2010 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 31 October 2007 | 25 March 2008 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 05 June 2007 | 25 March 2008 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 1 | 18 January 2007 | 23 May 2007 |
| Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 05 December 2006 | 11 December 2006 |