SFC Licences of CHING Man Wai, Raymond 程文偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 21 June 2017 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 31 May 2016 | 06 May 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 23 February 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 June 2008 | 23 February 2016 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 10 January 2008 | 30 May 2008 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 28 November 2006 | 02 January 2008 |