SFC Licences of LOK Wing Yui 駱永銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 July 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 January 2015 | 30 July 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 January 2015 | 02 October 2017 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 18 January 2007 | 08 January 2015 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 18 January 2007 | 08 January 2015 |