SFC Licences of HO Wing Lim 何永廉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I Win Securities Limited 一盈證券有限公司 RE 1 13 July 2020 21 June 2021
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 RE 9 12 September 2016 31 May 2020
Head & Shoulders Securities Limited 聯合證券有限公司 RE 4 12 September 2016 31 May 2020
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 12 September 2016 31 May 2020
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 21 June 2010 25 August 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 23 January 2007 21 June 2010