SFC Licences of HO Wing Lim 何永廉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
I Win Securities Limited 一盈證券有限公司 | RE | 1 | 13 July 2020 | 21 June 2021 |
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 12 September 2016 | 31 May 2020 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 12 September 2016 | 31 May 2020 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 12 September 2016 | 31 May 2020 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 21 June 2010 | 25 August 2016 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 23 January 2007 | 21 June 2010 |