SFC Licences of LAW Ying Chung 羅應中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 17 May 2017 30 August 2017
CMB International Securities Limited 招銀國際證券有限公司 RO 1 21 March 2017 30 August 2017
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 November 2015 21 March 2017
Dah Sing Securities Limited 大新證券有限公司 RE 1 20 January 2014 14 November 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 02 March 2007 20 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 18 January 2007 20 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 28 November 2006 20 December 2013