SFC Licences of LAW Ying Chung 羅應中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 17 May 2017 | 30 August 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 21 March 2017 | 30 August 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 November 2015 | 21 March 2017 |
| Dah Sing Securities Limited 大新證券有限公司 | RE | 1 | 20 January 2014 | 14 November 2015 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 02 March 2007 | 20 December 2013 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 18 January 2007 | 20 December 2013 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 28 November 2006 | 20 December 2013 |