SFC Licences of ZHU Chen 朱晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 29 March 2010 12 August 2010
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 June 2009 12 August 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 December 2006 12 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 December 2006 12 February 2009