SFC Licences of LIN Susan Shan-ju
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 October 2022 | |
Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 22 April 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 June 2008 | 30 November 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 13 June 2008 | 30 November 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 November 2006 | 12 October 2007 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 28 November 2006 | 12 October 2007 |