SFC Licences of JACOBSEN Russell James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 19 October 2020 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 14 September 2018 | 19 October 2020 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 07 May 2012 | 14 September 2018 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 1 | 20 May 2011 | 17 February 2012 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 05 November 2009 | 17 February 2012 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 05 November 2009 | 20 May 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 19 March 2007 | 01 August 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 04 December 2006 | 01 August 2008 |