SFC Licences of JACOBSEN Russell James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 19 October 2020
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 14 September 2018 19 October 2020
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 07 May 2012 14 September 2018
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RO 1 20 May 2011 17 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 4 05 November 2009 17 February 2012
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 05 November 2009 20 May 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 19 March 2007 01 August 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 04 December 2006 01 August 2008