SFC Licences of LEE Suh Yung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 March 2023 31 May 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 March 2023 31 May 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 30 January 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 08 August 2012 04 February 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 August 2012 30 January 2022
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 08 August 2012 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 08 August 2012 31 August 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 19 August 2008 28 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 30 June 2008 28 April 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 30 June 2008 28 April 2012
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 29 November 2006 16 April 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 29 November 2006 16 April 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 29 November 2006 16 April 2008