SFC Licences of QU Man 屈曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RE | 2 | 29 July 2019 | 11 March 2020 |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 29 July 2019 | 11 March 2020 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 26 April 2019 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 October 2016 | 26 April 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 September 2015 | 26 April 2019 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 15 September 2015 | 10 October 2016 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 15 September 2015 | 10 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 May 2010 | 03 December 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 October 2009 | 03 December 2014 |
| UBS Securities Asia Limited | RE | 4 | 30 November 2006 | 26 September 2009 |