SFC Licences of HUANG Shu Yiu 黃書耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 August 2014 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 April 2008 | 20 August 2010 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2008 | 01 August 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2008 | 01 August 2014 |
UBS Securities Asia Limited | RE | 1 | 04 December 2006 | 28 February 2008 |