SFC Licences of SO Chi Chiu 蘇志超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 | RO | 5 | 03 September 2019 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RO | 1 | 03 September 2019 | |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RO | 2 | 11 August 2017 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 June 2017 | |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 29 July 2016 | 03 September 2019 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 20 June 2008 | 03 September 2019 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 20 June 2008 | 11 August 2017 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 20 November 2007 | 02 April 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 20 November 2007 | 02 April 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 26 October 2007 | 02 April 2008 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 01 December 2006 | 22 October 2007 |