SFC Licences of LAW Ka Man, Wendy 羅嘉雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HFZ Capital Management Limited | RE | 9 | 04 February 2016 | 24 October 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 24 October 2014 | 01 September 2015 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 September 2012 | 28 May 2014 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 17 September 2012 | 28 May 2014 |
| Natixis Asia Limited | RE | 2 | 03 September 2008 | 16 August 2012 |
| Natixis Commodity Markets (Asia) Limited | RE | 2 | 05 December 2006 | 30 September 2008 |