SFC Licences of TSE Yat Kei Teddy 謝日基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Forthright Capital Management Limited 方德資本管理有限公司	RE	9	01 December 2023
Forthright Securities Company Limited 方德證券有限公司	RO	4	08 August 2023
Forthright Securities Company Limited 方德證券有限公司	RO	1	08 August 2023
Forthright Securities Company Limited 方德證券有限公司	RE	4	07 July 2023	08 August 2023
Forthright Securities Company Limited 方德證券有限公司	RE	1	07 July 2023	08 August 2023
Fosun International Securities Limited 復星國際證券有限公司	RO	4	30 August 2021	07 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RO	1	30 August 2021	07 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RE	9	14 July 2021	07 October 2022
Fosun International Securities Limited 復星國際證券有限公司	RE	4	14 July 2021	30 August 2021
Fosun International Securities Limited 復星國際證券有限公司	RE	1	14 July 2021	30 August 2021
CASH Wealth Management Limited 時富財富管理有限公司	RO	4	04 March 2020	20 November 2020
CASH Wealth Management Limited 時富財富管理有限公司	RO	1	04 March 2020	20 November 2020
CASH Wealth Management Limited 時富財富管理有限公司	RE	9	04 March 2020	20 November 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	4	16 October 2018	20 February 2019
Hao Tian International Securities Limited 昊天國際證券有限公司	RO	1	26 April 2018	20 February 2019
Hao Tian Asset Management Limited 昊天資產管理有限公司	RE	9	04 April 2018	20 February 2019
Hao Tian International Securities Limited 昊天國際證券有限公司	RE	1	04 April 2018	26 April 2018
GEO Securities Limited 智易東方證券有限公司	RO	4	10 January 2018	09 March 2018
GEO Securities Limited 智易東方證券有限公司	RO	1	10 January 2018	09 March 2018
GEO Securities Limited 智易東方證券有限公司	RE	4	28 September 2017	10 January 2018
GEO Securities Limited 智易東方證券有限公司	RE	1	28 September 2017	10 January 2018
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	9	07 April 2017	12 May 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	4	21 November 2016	12 May 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	1	16 August 2016	12 May 2017
GEO Securities Limited 智易東方證券有限公司	RE	1	25 September 2013	30 June 2016
One China Securities Limited 一中證券有限公司	RE	1	14 September 2012	01 September 2013
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	1	11 August 2009	05 January 2010
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	05 December 2006	05 January 2010