SFC Licences of BAI Chongjun 柏崇俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 6 | 25 January 2021 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 25 January 2021 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 25 January 2021 | ||
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 30 December 2019 | 06 December 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 06 July 2011 | 23 February 2019 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 July 2011 | 23 February 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 September 2008 | 28 April 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 25 August 2008 | 28 April 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 August 2008 | 28 April 2011 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 08 December 2006 | 26 June 2008 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 08 December 2006 | 26 June 2008 |