SFC Licences of CHAN Yan 陳昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TriTree Capital Limited 本深資本有限公司 RE 9 23 February 2023
TriTree Capital Limited 本深資本有限公司 RE 4 23 February 2023
MFG Limited 峰滙金融集團有限公司 RO 4 06 September 2017 18 February 2023
MFG Limited 峰滙金融集團有限公司 RO 9 27 January 2016 18 February 2023
MFG Limited 峰滙金融集團有限公司 RE 4 04 February 2014 06 September 2017
MFG Limited 峰滙金融集團有限公司 RE 9 04 February 2014 27 January 2016
Springboard Capital Limited 思博資本有限公司 RE 9 07 July 2010 31 January 2014
Springboard Capital Limited 思博資本有限公司 RE 4 07 July 2010 31 January 2014
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 RE 9 28 December 2009 30 June 2010
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 RE 4 25 November 2009 30 June 2010
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 10 January 2008 25 October 2009
Bright Fund Management Limited 光明投資管理有限公司 RE 9 18 January 2007 01 January 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 4 18 January 2007 01 January 2008
Bright Fund Management Limited 光明投資管理有限公司 RE 1 18 January 2007 01 January 2008