SFC Licences of KUM Mang Lun 甘孟麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Po Lee Securities Limited 寶利證券有限公司 | RE | 1 | 05 March 2014 | 01 February 2024 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 01 February 2011 | 28 February 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 01 February 2011 | 16 February 2011 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 21 February 2007 | 30 September 2010 |