SFC Licences of KWAI Ting Kong 季霆剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 30 December 2009 | 18 February 2010 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 17 June 2009 | 18 February 2010 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 17 June 2009 | 18 February 2010 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 08 December 2006 | 17 January 2007 |