SFC licenceholder AOH038 LAM Ching Lok Gary 林清樂

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [6] (Advising on Corporate Finance) 25 April 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 20 March 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 12 March 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [6] (Advising on Corporate Finance) 12 March 2019 25 April 2019
CMB International Capital Limited 招銀國際融資有限公司 RO [6] (Advising on Corporate Finance) 24 November 2016 15 February 2019
CMB International Capital Limited 招銀國際融資有限公司 RE [1] (Dealing in Securities) 21 July 2016 15 February 2019
CMB International Capital Limited 招銀國際融資有限公司 RE [6] (Advising on Corporate Finance) 21 July 2016 24 November 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO [6] (Advising on Corporate Finance) 22 December 2014 13 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [4] (Advising on Securities) 17 November 2014 13 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [1] (Dealing in Securities) 20 October 2014 13 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE [6] (Advising on Corporate Finance) 20 October 2014 22 December 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO [6] (Advising on Corporate Finance) 02 May 2014 12 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE [1] (Dealing in Securities) 29 July 2010 12 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE [6] (Advising on Corporate Finance) 29 July 2010 02 May 2014
Haitong International Capital Limited 海通國際資本有限公司 RE [6] (Advising on Corporate Finance) 22 June 2007 17 July 2010