SFC Licences of LAM Ching Lok Gary 林清樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 30 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 30 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 6 27 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 27 May 2021 30 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 27 May 2021 30 December 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 23 February 2021 27 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 23 February 2021 27 May 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 23 February 2021 27 May 2021
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 6 25 April 2019 25 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 20 March 2019 25 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 12 March 2019 25 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 12 March 2019 25 April 2019
CMB International Capital Limited 招銀國際融資有限公司 RO 6 24 November 2016 15 February 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 1 21 July 2016 15 February 2019
CMB International Capital Limited 招銀國際融資有限公司 RE 6 21 July 2016 24 November 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 22 December 2014 13 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 17 November 2014 13 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 20 October 2014 13 April 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 20 October 2014 22 December 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 02 May 2014 12 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 29 July 2010 12 August 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 29 July 2010 02 May 2014
Haitong International Capital Limited 海通國際資本有限公司 RE 6 22 June 2007 17 July 2010