SFC Licences of LUNDY Travis Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ballingal Investment Advisors Limited | RE | 9 | 13 January 2017 | |
| Ballingal Investment Advisors Limited | RE | 4 | 13 January 2017 | |
| Deltroit (Hong Kong) Limited | RE | 9 | 23 September 2011 | 12 December 2014 |
| Deltroit (Hong Kong) Limited | RE | 4 | 23 September 2011 | 12 December 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 December 2006 | 19 March 2007 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 18 December 2006 | 19 March 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 December 2006 | 19 March 2007 |