SFC Licences of CHIU Shui Kei 趙萃琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 24 August 2017 | 30 March 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | 11 March 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 December 2010 | 11 March 2016 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 14 December 2010 | 31 August 2013 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 December 2006 | 06 December 2008 |