SFC Licences of LAU Tak Fai 劉德輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RO 5 16 May 2022
Emperor Wealth Management Limited 英皇財富管理有限公司 RO 4 22 April 2022
Emperor Wealth Management Limited 英皇財富管理有限公司 RO 1 22 April 2022
Emperor Securities Limited 英皇證券有限公司 RO 4 22 April 2022
Emperor Securities Limited 英皇證券有限公司 RO 1 22 April 2022
Emperor Futures Limited 英皇期貨有限公司 RO 2 22 April 2022
Emperor Futures Limited 英皇期貨有限公司 RE 5 14 March 2022 16 May 2022
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 4 14 March 2022 22 April 2022
Emperor Securities Limited 英皇證券有限公司 RE 4 14 March 2022 22 April 2022
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 02 August 2021
Emperor Asset Management Limited 英皇資產管理有限公司 RE 4 02 August 2021
Emperor Futures Limited 英皇期貨有限公司 RE 2 10 May 2010 22 April 2022
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 28 September 2009 22 April 2022
Emperor Securities Limited 英皇證券有限公司 RE 1 28 September 2009 22 April 2022
Richland Worldwide Limited 富信(環球)集團有限公司 RE 4 30 January 2007 09 June 2009