SFC Licences of MC GONEGAL Brett Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 | RO | 1 | 27 August 2013 | 02 February 2016 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RO | 1 | 11 November 2011 | 02 February 2016 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 03 October 2011 | 18 May 2012 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 03 October 2011 | 11 November 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 1 | 16 July 2008 | 30 May 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 13 December 2006 | 16 July 2008 |