SFC Licences of WOO Tsing Yiu 胡政堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 20 March 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 29 November 2013 20 March 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 29 November 2013 02 October 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 14 January 2013 16 April 2013
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 14 January 2013 16 April 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 06 September 2011 21 December 2012
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 06 September 2011 21 December 2012
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 11 September 2008 13 August 2011
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 11 September 2008 13 August 2011
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 17 March 2008 23 July 2008
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 17 March 2008 23 July 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 13 December 2006 01 January 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 13 December 2006 01 January 2008