SFC licenceholder AOH836 WANG Jiaqi 王家琦

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [9] (Asset Management) 04 March 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 13 February 2019
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 19 December 2016 17 January 2019
UBS Securities Hong Kong Limited RE [7] (Providing Automated Trading Services) 13 October 2011 18 December 2016
UBS Securities Asia Limited RE [1] (Dealing in Securities) 18 December 2006 17 January 2019
UBS Securities Hong Kong Limited RE [1] (Dealing in Securities) 18 December 2006 18 December 2016