SFC Licences of WANG Jiaqi 王家琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 31 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 19 April 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 9 04 March 2019 08 February 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 13 February 2019 08 February 2022
UBS Securities Hong Kong Limited RE 7 19 December 2016 17 January 2019
UBS Securities Hong Kong Limited RE 1 19 December 2016 17 January 2019
UBS Securities Asia Limited RE 1 18 December 2006 17 January 2019
UBS Securities Hong Kong Limited RE 7 13 October 2011 18 December 2016
UBS Securities Hong Kong Limited RE 1 18 December 2006 18 December 2016