SFC Licences of WANG Jiaqi 王家琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 31 May 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 19 April 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 04 March 2019 | 08 February 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 February 2019 | 08 February 2022 |
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | 17 January 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 17 January 2019 |
| UBS Securities Hong Kong Limited | RE | 7 | 13 October 2011 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 18 December 2006 | 17 January 2019 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 December 2006 | 18 December 2016 |