SFC Licences of WANG Shuai 王帥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 14 January 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 24 February 2017 14 January 2020
Merrill Lynch (Asia Pacific) Limited RE 4 29 August 2011 01 June 2015
Merrill Lynch (Asia Pacific) Limited RE 1 29 August 2011 01 June 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 17 July 2007 26 July 2011
UBS Securities Asia Limited RE 4 18 December 2006 19 May 2007