SFC Licences of LI Kin Sang 李鍵生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 1 | 28 January 2021 | |
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 28 December 2020 | 28 January 2021 |
China Times Securities Limited 中辰證券有限公司 | RO | 1 | 03 March 2016 | 07 October 2020 |
China Times Securities Limited 中辰證券有限公司 | RE | 1 | 03 June 2013 | 03 March 2016 |
Hang Tai Securities Limited 恒泰證券有限公司 | RE | 1 | 07 February 2007 | 31 May 2013 |