SFC Licences of WAN Nga Yee, Joyce 溫雅怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 18 September 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 08 January 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 April 2019 | 10 December 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 June 2015 | 10 December 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 25 January 2010 | 14 June 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 January 2010 | 14 June 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 16 December 2009 | 16 January 2010 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 November 2009 | 16 January 2010 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 13 October 2009 | 14 November 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 06 August 2009 | 14 November 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 January 2007 | 19 November 2008 |