SFC Licences of LI Xiao 李皛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 9 | 01 June 2017 | 01 June 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 01 June 2017 | 01 June 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 June 2017 | 01 June 2019 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 9 | 13 June 2011 | 31 March 2017 |
| Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) | RE | 4 | 13 June 2011 | 31 March 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 December 2008 | 08 March 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 22 December 2006 | 11 November 2008 |