SFC Licences of KIM Seung-Bom
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RO | 9 | 14 March 2017 | 19 December 2019 |
UBS Asset Management (Hong Kong) Limited | RO | 4 | 14 March 2017 | 19 December 2019 |
UBS Asset Management (Hong Kong) Limited | RO | 2 | 14 March 2017 | 19 December 2019 |
UBS Asset Management (Hong Kong) Limited | RO | 1 | 14 March 2017 | 19 December 2019 |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2013 | 14 March 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 2 | 01 February 2013 | 14 March 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 9 | 19 March 2012 | 14 March 2017 |
UBS Asset Management (Hong Kong) Limited | RE | 4 | 19 March 2012 | 14 March 2017 |
UBS Securities Asia Limited | RE | 2 | 09 June 2011 | 19 March 2012 |
UBS Securities Asia Limited | RE | 1 | 09 June 2011 | 19 March 2012 |
Point72 Hong Kong Limited | RE | 9 | 02 July 2010 | 18 April 2011 |
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 16 March 2007 | 05 December 2008 |