SFC Licences of SANTILLI Filippo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank of New York Mellon, The | 4 | 14 October 2019 | ||
| Bank of New York Mellon, The | 1 | 14 October 2019 | ||
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 November 2008 | 10 December 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 November 2008 | 10 December 2008 |
| Neuberger Berman Asia Limited | RE | 9 | 23 April 2008 | 24 October 2008 |
| Neuberger Berman Asia Limited | RE | 4 | 23 April 2008 | 24 October 2008 |
| Neuberger Berman Asia Limited | RE | 1 | 23 April 2008 | 24 October 2008 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 20 December 2006 | 20 March 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 20 December 2006 | 20 March 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 December 2006 | 20 March 2008 |