SFC Licences of SOO Chi Kit 蘇志傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fairwin Broking Limited 海富證券有限公司 | RO | 2 | 16 March 2021 | |
Fairwin Broking Limited 海富證券有限公司 | RO | 1 | 16 March 2021 | |
Fairwin Broking Limited 海富證券有限公司 | RE | 2 | 05 January 2018 | 16 March 2021 |
Fairwin Broking Limited 海富證券有限公司 | RE | 1 | 15 August 2017 | 16 March 2021 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 27 April 2017 | 03 August 2017 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 November 2012 | 03 August 2017 |
RaffAello Securities (HK) Limited | RE | 1 | 05 August 2010 | 01 December 2011 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 04 October 2007 | 15 July 2010 |
SDHG International Securities Limited 山高國際證券有限公司 | RE | 1 | 06 February 2007 | 24 September 2007 |