SFC Licences of SOO Chi Kit 蘇志傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fairwin Broking Limited 海富證券有限公司 RO 2 16 March 2021
Fairwin Broking Limited 海富證券有限公司 RO 1 16 March 2021
Fairwin Broking Limited 海富證券有限公司 RE 2 05 January 2018 16 March 2021
Fairwin Broking Limited 海富證券有限公司 RE 1 15 August 2017 16 March 2021
Chief Commodities Limited 致富期貨商品有限公司 RE 2 27 April 2017 03 August 2017
Chief Securities Limited 致富證券有限公司 RE 1 19 November 2012 03 August 2017
RaffAello Securities (HK) Limited RE 1 05 August 2010 01 December 2011
Upbest Securities Company Limited 美建證券有限公司 RE 1 04 October 2007 15 July 2010
SDHG International Securities Limited 山高國際證券有限公司 RE 1 06 February 2007 24 September 2007