SFC Licences of SHIU Lap Kei 蕭立基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Macrowaters Asia Fund Management Limited 宏水亞洲基金管理有限公司	RO	9	26 January 2021	31 March 2021
Macrowaters Asia Fund Management Limited 宏水亞洲基金管理有限公司	RE	9	08 December 2020	26 January 2021
Avenue Investment Management Limited 道信投資管理有限公司	RE	9	14 April 2020	18 September 2020
Avenue Investment Management Limited 道信投資管理有限公司	RE	4	14 April 2020	18 September 2020
Avenue Investment Management Limited 道信投資管理有限公司	RE	1	14 April 2020	18 September 2020
Avenue Family Office Limited 道信家族辦公室有限公司	RE	9	14 April 2020	18 September 2020
Avenue Family Office Limited 道信家族辦公室有限公司	RE	4	14 April 2020	18 September 2020
Avenue Family Office Limited 道信家族辦公室有限公司	RE	1	14 April 2020	18 September 2020
Avenue Asset Management Limited 道信資產管理有限公司	RE	9	14 April 2020	18 September 2020
Avenue Asset Management Limited 道信資產管理有限公司	RE	4	14 April 2020	18 September 2020
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	4	19 August 2016	02 August 2019
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	2	19 August 2016	02 August 2019
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司	RE	1	24 June 2016	02 August 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	05 October 2015	22 January 2016
Morgan Stanley Hong Kong Securities Limited	RE	7	24 July 2013	05 September 2014
Morgan Stanley Hong Kong Securities Limited	RE	2	05 September 2012	05 September 2014
Morgan Stanley Hong Kong Securities Limited	RE	1	05 September 2012	05 September 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	05 September 2012	05 September 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	05 September 2012	24 July 2013
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	2	31 December 2010	04 July 2012
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	1	31 December 2010	04 July 2012
MUSHK Limited	RE	2	28 May 2008	30 December 2010
MUSHK Limited	RE	1	28 May 2008	30 December 2010
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	17 August 2007	24 May 2008
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	17 August 2007	24 May 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	29 December 2006	08 July 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	29 December 2006	08 July 2007