SFC Licences of CHEN Yin 陳垠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 14 August 2009 01 April 2010
Merrill Lynch Far East Limited RE 4 14 August 2009 01 April 2010
Merrill Lynch Far East Limited RE 1 14 August 2009 01 April 2010
Merrill Lynch (Asia Pacific) Limited RE 6 14 August 2009 01 April 2010
Merrill Lynch (Asia Pacific) Limited RE 4 14 August 2009 01 April 2010
Merrill Lynch (Asia Pacific) Limited RE 1 14 August 2009 01 April 2010
Merrill Lynch Far East Limited RE 6 26 June 2007 12 January 2009
Merrill Lynch Far East Limited RE 4 26 June 2007 12 January 2009
Merrill Lynch Far East Limited RE 1 26 June 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 6 26 June 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 4 26 June 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 1 26 June 2007 12 January 2009
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 6 29 December 2006 31 May 2007