SFC Licences of LEE Kai Yang 李凱揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 24 January 2018 | 19 September 2023 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 24 January 2018 | 19 September 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 January 2018 | 19 September 2023 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RE | 9 | 24 March 2017 | 24 December 2017 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RE | 4 | 24 March 2017 | 24 December 2017 |
| RHB Asset Management Limited 興業金融資產管理有限公司 | RE | 1 | 24 March 2017 | 24 December 2017 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 04 June 2008 | 28 August 2014 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 20 April 2007 | 28 August 2014 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 9 | 23 December 2006 | 28 August 2014 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 5 | 23 December 2006 | 28 August 2014 |