SFC Licences of LEE Kai Yang 李凱揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 24 January 2018
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 4 24 January 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 January 2018
RHB Asset Management Limited 興業金融資產管理有限公司 RE 9 24 March 2017 24 December 2017
RHB Asset Management Limited 興業金融資產管理有限公司 RE 4 24 March 2017 24 December 2017
RHB Asset Management Limited 興業金融資產管理有限公司 RE 1 24 March 2017 24 December 2017
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 1 04 June 2008 28 August 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 20 April 2007 28 August 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 9 23 December 2006 28 August 2014
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 5 23 December 2006 28 August 2014