SFC Licences of BISHOP Carter Wilson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 27 October 2014 | 20 January 2017 |
| UBS Securities Asia Limited | RE | 1 | 29 December 2006 | 28 March 2012 |